Misc Paperwork
Please contact us at (866) 628-3001 or send an email to support@mbtrading.com if you have trouble finding the form(s) you need. You may request any of the forms listed below via email. Please include your name, account user name, mailing address (if different from our records), and the name of the form you are requesting.
You may print any form below and mail to:
MB Trading
Attn: New Accounts
1926 East Maple Ave.
El Segundo, CA 90245
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Additional Account Types - or Add Futures Trading - Application for additional account types or to add futures trading to an existing account.
ACAT - Transfer all or part of an account from another brokerage firm. Please use a separate form for each account. A copy of the most recent statement for the transferring account must be included with this form.
DRS Form – Use this form to transfer shares electronically. These share’s must be DRS eligible, this means the shareholder is directly registered on the books of the transfer agent, so no physical stock certificate is needed.
DTC Form – Use this form to transfer cash positions (fully paid for stocks) electronically to and from existing broker and MB Trading. MBT's DTC number is 0234PFSI.
DWAC Form –Use this form to deposit and withdraw securities electronically between brokers using the Depositary Trust Company (DTC) and a transfer agent, with the transfer agent serving as custodian.
Funds Withdrawal Request - To withdraw funds out of your account via check or wire, please use this form and fax it to the cashiering department.
Internal Transfer Authorization - Transfer cash and securities between MB Trading accounts and/or other introducing brokers cleared by Penson.
IRA Deposit Slip - Required when submitting a check deposit into an Individual Retirement Account.
IRA Withdrawl Statement - Request funds from an IRA. Specifies a reason for the distribution, authorizes the distribution amount, and stipulates the method of payment of funds from an IRA.
Limited Trade Authorization - Authorizes an agent of the account holder to place transactions on behalf of the account holder. This form does not allow funds to be withdrawn from an account.
Margin and Short Account Agreement - Convert an account from "cash" to "margin".
Multiple Account Disclosure - Request an additional account under the same social security number.
Options Account Application and OPRA Subscriber Agreement - Both these forms are needed to add option trading to your existing MB Trading account and to receive real-time option quotes within the MBT Navigator.
Transfer on Death - Select one more beneficiaries upon the death of the account holder.
W-8BEN - Declare non-resident alien individual, foreign entity or exempt foreign person status which is not subject to certain U.S. tax reporting or backup withholding rules.
Uniform Subscriber Addendum** - Required to trade Futures.
Non Professional Agreement for Receipt of Canadian Market Data - Required to receive Canadian Market Data
**In order to receive market data for futures, all users must complete the Uniform Subscriber Agreement. This can be faxed (310-388-3115) or emailed to newaccounts@mbtrading.com.